# Corporate Filings Search

> Search SEC and state corporate filings for financial and regulatory information

- Skill: `majiayu000/corporate-filings-search` (Agent Skill, multi-file: 2 files)
- Install (CLI): `npx skillmds add majiayu000/corporate-filings-search`
- Raw SKILL.md: https://api.skillmd.com/api/skills/majiayu000/corporate-filings-search/raw
- Safety review: pending
- Works with: Claude Code, Claude.ai, OpenAI Codex
- Category: Coding & Dev Tools
- Author: majiayu000 (https://skillmd.com/u/majiayu000)
- Updated: 2026-09-09
- Page: https://skillmd.com/skills/majiayu000/corporate-filings-search

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# Corporate Filings Search

## Purpose

Search SEC and state corporate filings to access financial statements, regulatory disclosures, executive compensation, and corporate governance information for public and private companies.

## When to Use

- Financial due diligence on public companies
- Executive compensation and insider trading analysis
- Regulatory compliance screening
- Bankruptcy and distressed company analysis
- Investigation of securities law violations
- Merger and acquisition due diligence
- Investment research and risk assessment
- Corporate governance and control analysis

## How to Use

The corporate filings tool searches multiple regulatory databases:

- **SEC Filings**: 10-K, 10-Q, 8-K, proxy statements, insider trading forms
- **State Filings**: Annual reports, franchise tax filings, registered agent changes
- **Financial Data**: Revenue, profits, debt levels, cash flow
- **Executive Information**: Compensation, stock ownership, transactions
- **Legal Proceedings**: Material litigation and regulatory actions
- **Corporate Changes**: Mergers, spin-offs, name changes, bankruptcies

## Examples

**Public company due diligence:**
```
Target: XYZ Corp (NYSE: XYZ)
Analysis: 5-year financial performance, debt levels, legal risks
Focus: Recent 10-K/10-Q filings, material adverse changes
```

**Executive background investigation:**
```
Subject: Jane Smith, former CEO of ABC Inc
Research: Compensation history, insider trading, board positions
Compliance: Potential conflicts of interest and regulatory issues
```

**Distressed company analysis:**
```
Entity: Manufacturing Corp showing financial stress
Investigation: Debt covenants, going concern issues, asset sales
Risk Assessment: Bankruptcy probability and recovery prospects
```

**Securities violation investigation:**
```
Target: Suspected insider trading scheme
Analysis: Form 4 filings, trading patterns around material announcements
Evidence: Timeline of trades vs disclosure of material information
```

## Important Notes

- SEC EDGAR database provides comprehensive public company information
- State filing requirements and databases vary significantly
- Some information may be available with time delays (quarterly/annually)
- Private company filings are generally more limited than public companies
- Cross-reference financial data with independent sources for accuracy
- Pay attention to auditor opinions and going concern qualifications
- Material adverse changes may be disclosed in 8-K current reports
- Executive compensation data is detailed in annual proxy statements
- Historical filings may provide context for current financial position