# Formal Legal Consequence > Trigger this skill when you need to derive concrete legal consequences from confirmed legal facts, identified legal relationships, and matched legal norms—including but not limited to types and scope of civil liability, calculation of damages, determination of criminal sentences, types and ranges of administrative penalties, and contract validity status. Typical trigger scenarios include: - The user asks "how much compensation can I get" or "what liability will the other party bear" - The user asks "how many years would this conduct get" or "how much is the fine" - Deriving specific legal effects from whether constitutive elements (构成要件) are satisfied - Calculating quantified outcomes such as damages amounts, sentencing ranges, or liquidated damages - Reaching a final legal consequence after weighing aggravating, mitigating, and exempting adjustment factors This skill is the terminal link in the legal reasoning chain: it converts abstract legal norms into concrete, actionable legal conclusions. - Skill: `thuyran/formal-legal-consequence-2` (Agent Skill) - Install (CLI): `npx skillmds@latest add thuyran/formal-legal-consequence-2` - Raw SKILL.md: https://api.skillmd.com/api/skills/thuyran/formal-legal-consequence-2/raw - Safety review: pending - Works with: Claude Code, Claude.ai, OpenAI Codex - Category: Coding & Dev Tools - Author: thuyran (https://skillmd.com/u/thuyran) - Updated: 2026-09-17 - Page: https://skillmd.com/skills/thuyran/formal-legal-consequence-2 --- > **Chinese source (authoritative):** [`../../skills/formal-legal-consequence/SKILL.md`](../../skills/formal-legal-consequence/SKILL.md) # Formal Derivation of Legal Consequences ## Overview Table | Item | Content | |------|------| | **Capability ID** | 21 | | **Capability Name** | Formal Derivation of Legal Consequences | | **Capability Type** | Terminal legal-reasoning capability | | **Input Elements** | Established facts + matched legal norms + satisfaction of constitutive elements + adjustment factors | | **Output Elements** | Concrete legal consequences (liability type, damages amount, sentencing range, penalty range, etc.) | | **Prerequisite Capabilities** | Fact-finding, legal-relationship identification, legal-norm matching, constitutive-element analysis | | **Core Logic** | Major premise (legal norm) + minor premise (subsumption of facts) → conclusion (legal consequence) | | **Risk Level** | High (quantified conclusions that directly affect parties’ rights and interests) | ## Legal Disclaimer > **Important notice:** Legal-consequence derivations produced by this skill are for reference only and do not constitute formal legal advice. The final determination of legal consequences rests with judicial or administrative authorities and is affected by evidence admission, judicial discretion, changes in judicial interpretations, and local adjudicative standards. Parties should consult a practicing lawyer or seek professional legal services for specific cases. AI-derived results should carry a confidence level; low-confidence conclusions must clearly flag uncertainty. --- ## I. Core Concepts ### 1.1 Definition and Classification of Legal Consequences A **legal consequence** (法律后果) is the legal effect prescribed by a legal norm when legal facts satisfy the constitutive elements. ``` Legal-consequence taxonomy: ├── Civil legal consequences │ ├── Contract-validity consequences (valid / void / voidable / pending effectiveness) │ ├── Breach-of-contract consequences (specific performance / damages / liquidated damages / deposit penalty) │ ├── Tort consequences (cessation of infringement / damages / apology / mental-distress damages) │ ├── Property-rights change consequences (ownership transfer / mortgage creation / bona fide acquisition) │ └── Unjust enrichment / negotiorum gestio consequences (restitution / compensation) ├── Criminal legal consequences │ ├── Principal penalties (public surveillance / criminal detention / fixed-term imprisonment / life imprisonment / death penalty) │ ├── Supplementary penalties (fine / deprivation of political rights / confiscation of property / deportation) │ ├── Sentencing adjustments (aggravation / lighter punishment / mitigation below statutory minimum / exemption) │ └── Non-penal dispositions (exemption from criminal punishment / suspended sentence / parole) ├── Administrative legal consequences │ ├── Administrative penalties (warning / fine / confiscation / revocation of license / administrative detention) │ ├── Administrative compulsion (sealing / seizure / freezing / compulsory enforcement) │ └── Administrative-licensing consequences (grant / denial / revocation / cancellation) └── Procedural legal consequences ├── Limitation consequences (loss of the right to win on the merits / 丧失胜诉权) ├── Burden-of-proof consequences (bearing adverse consequences) └── Jurisdiction consequences (transfer / dismissal) ``` ### 1.2 Logical Structure of Formal Derivation Derivation of legal consequences follows the basic structure of **syllogistic deductive reasoning**, extended into a multi-layer derivation model: ``` 【Basic syllogism】 Major premise: If conditions C₁∧C₂∧...∧Cₙ are satisfied, legal consequence E arises Minor premise: Case facts F satisfy conditions C₁∧C₂∧...∧Cₙ Conclusion: Legal consequence E arises in this case 【Extended derivation model】 Layer 1: Determine baseline consequence R(norm) + F(facts) → E₀(baseline legal consequence) Layer 2: Apply adjustment factors E₀ + A₊(aggravating) + A₋(mitigating) + A₀(exempting) → E₁(adjusted legal consequence) Layer 3: Handle concurrence and aggregation E₁ + concurrence rules / aggregation rules → E₂(final legal consequence) Layer 4: Quantification E₂ + calculation standards / discretion benchmarks → E_final(concrete quantified result) ``` ### 1.3 Key Terms | Term | Definition | Example | |------|------|------| | **Legal effect** (法律效果) | The consequence prescribed in the “then” part of a legal norm | “shall be sentenced to fixed-term imprisonment of not more than three years” | | **Baseline consequence** (基准后果) | The initial legal consequence before adjustment | Baseline sentence, baseline damages | | **Adjustment factors** (调整因素) | Aggravating / mitigating / exempting grounds that affect the final consequence | Voluntary surrender, recidivism, contributory negligence | | **Sentencing range** (量刑幅度) | The statutory penalty interval under the Criminal Law | “not less than three years and not more than seven years” | | **Scope of damages** (赔偿范围) | Categories of recoverable loss | Direct loss, consequential loss, mental distress | | **Concurrence of liabilities** (责任竞合) | The same facts satisfy multiple claim bases | Concurrence of breach and tort | | **Aggregation of liabilities** (责任聚合) | Multiple liabilities may be asserted concurrently | Liquidated damages coexisting with compensatory damages | | **Discretion benchmark** (裁量基准) | Reference standards for judicial discretion | Local courts’ sentencing guidance opinions | --- ## II. Complete Workflow ### Stage One: Confirm and Organize Input Elements **Goal:** Confirm that all inputs required for derivation are complete, and organize them structurally. ``` Step 1.1: Confirm the factual foundation ├── Have the core facts been established? ├── Are there contradictions among the facts? ├── Are key facts supported by evidence? └── Is the factual timeline clear? Step 1.2: Confirm the legal norms ├── Have the applicable legal norms been determined? ├── Is there a special-law-prevails-over-general-law situation? ├── Are the norms currently in force? └── Are there supplementary judicial interpretations? Step 1.3: Confirm satisfaction of constitutive elements ├── Has each constitutive element been checked one by one? ├── To what degree is each element satisfied? ├── Are there any grounds that bar liability (阻却事由)? └── Is causation established? Step 1.4: Identify adjustment factors ├── Are there aggravating circumstances? ├── Are there mitigating / lighter-punishment circumstances? ├── Are there grounds for exemption? └── Is there contributory negligence / comparative fault (过失相抵/与有过失)? ``` **Input-element organization template:** ``` ┌─────────────────────────────────────────┐ │ Input Element Organization Sheet │ ├──────────┬──────────────────────────────┤ │ Established facts │ [List item by item] │ │ Applicable norms │ [Article number + content] │ │ Element status │ [Mark each: satisfied / not / doubtful] │ │ Aggravating │ [List] │ │ Mitigating │ [List] │ │ Exempting │ [List] │ │ Special situations│ [Concurrence / aggregation / limitation, etc.] │ └──────────┴──────────────────────────────┘ ``` ### Stage Two: Determine the Baseline Legal Consequence **Goal:** From the legal-effect portion of the applicable norm, determine the type and range of the baseline legal consequence. ``` Step 2.1: Locate the legal-effect clause → Find the concrete prescription in the “then” part of the norm → Distinguish mandatory consequences from elective consequences → Note the difference between “shall” (应当) and “may” (可以) Step 2.2: Determine the consequence type → Liability-bearing (damages, penalties) or rights-altering (acquisition, loss)? → Single consequence or compound consequences? → Fixed consequence or discretionary consequence? Step 2.3: Determine the initial range / amplitude → Criminal: determine the statutory penalty range (e.g., “fixed-term imprisonment of not less than three years and not more than seven years”) → Civil: determine basic categories of recoverable damages (direct loss, lost profits, etc.) → Administrative: determine penalty types and range intervals ``` **Derivation formula for baseline consequence:** ``` IF all constitutive elements are satisfied AND no barring grounds THEN baseline legal consequence = legal effect prescribed by the norm consequence type = [liability / rights-altering / procedural] consequence range = [statutory amplitude / statutory categories] IF constitutive elements are only partially satisfied THEN check whether elements of other nearby norms are satisfied → Yes: switch to deriving consequences under that norm → No: that legal consequence does not arise IF barring grounds exist THEN check the type and effect of the barring grounds → Complete bar: no legal consequence arises → Partial bar: proceed to the adjustment stage ``` ### Stage Three: Apply Adjustment Factors **Goal:** Incorporate aggravating, mitigating, exempting, and similar adjustment factors to revise the baseline legal consequence. #### 3.1 Adjustment Factors in the Criminal Domain ``` Step 3.1.1: Identify and apply statutory sentencing circumstances ┌──────────────────────────────────────────────────┐ │ Statutory circumstance type │ Effect │ Priority │ ├──────────────────────────────────────────────────┤ │ Shall exempt from punishment │ Exempt from penalty │ Highest │ │ May exempt from punishment │ Discretionary exemption │ High │ │ Shall mitigate punishment │ Sentence below statutory minimum │ High │ │ May mitigate punishment │ Discretionary mitigation │ Medium │ │ Shall give a lighter punishment │ Lighter within the statutory range │ Medium │ │ May give a lighter punishment │ Discretionary lighter punishment │ Medium │ │ Shall give a heavier punishment │ Heavier within the statutory range │ Medium │ │ May give a heavier punishment │ Discretionary heavier punishment │ Low │ └──────────────────────────────────────────────────┘ Step 3.1.2: Determine the sentencing starting point → Within the statutory range, set the starting point based on the criminal facts → Refer to the Supreme People’s Court’s Sentencing Guidance Opinions on Common Crimes Step 3.1.3: Determine the baseline sentence (基准刑) → Sentencing starting point + incremental punishment for additional constitutive facts = baseline sentence Step 3.1.4: Adjust for sentencing circumstances → Baseline sentence × (1 ± adjustment ratios for each circumstance) = provisional declared sentence → For multiple circumstances: add same-direction adjustments; subtract opposite-direction adjustments Step 3.1.5: Determine the declared sentence (宣告刑) → After overall consideration, finalize the declared sentence from the provisional figure → The declared sentence generally must not fall below the statutory minimum (except where mitigation applies) ``` #### 3.2 Adjustment Factors in the Civil Domain ``` Step 3.2.1: Contributory negligence / comparative fault (过失相抵 / 与有过失) → If the injured party was also at fault for the occurrence of the harm, the tortfeasor’s liability may be reduced → Determine each party’s fault proportion → Damages = total loss × tortfeasor’s fault proportion Step 3.2.2: Benefit offset (损益相抵) → Benefits the victim obtained from the same harmful event should be deducted from damages → Damages = actual loss − benefits obtained because of the harm Step 3.2.3: Duty to mitigate (减损义务) → If the victim failed to take reasonable measures to prevent enlargement of loss → The enlarged portion is not compensable Step 3.2.4: Fair-share allocation of loss (公平责任分担) → Where neither party is at fault, allocate loss according to the circumstances → Consider economic condition, degree of benefit, and similar factors Step 3.2.5: Punitive damages (惩罚性赔偿) → Specific fields (consumer protection, IP, eco-environment, etc.) → When statutory conditions are met, add punitive damages on top of compensatory damages ``` #### 3.3 Adjustment Factors in the Administrative Domain ``` Step 3.3.1: Circumstances for lighter / mitigated penalties → Voluntarily eliminating or mitigating harmful consequences of the illegal act → Committing the illegal act under duress by others → Cooperating with the administrative agency’s investigation and performing meritorious service → Other circumstances for lighter or mitigated administrative penalties as provided by law Step 3.3.2: Circumstances for non-punishment → The illegal act is minor, promptly corrected, and caused no harmful consequences → First-time violation with minor harmful consequences and prompt correction (added in the 2021 revision of the Administrative Penalty Law) → The party has evidence sufficient to prove absence of subjective fault (unless otherwise provided by law or administrative regulations) Step 3.3.3: Circumstances for heavier penalties → Determined under the specific administrative laws and regulations ``` ### Stage Four: Handle Concurrence and Aggregation **Goal:** Resolve relationships among multiple legal consequences and determine the final combination that may be asserted. ``` Step 4.1: Identify the type of concurrence Claim concurrence (civil): ├── Concurrence of breach and tort │ → Rule: the party may elect only one claim (Civil Code Art. 186) │ → Derivation: compare the damages scopes of the two claims and flag the optimal choice ├── Concurrence of property-rights claims and creditor claims │ → Rule: may be exercised concurrently, but no double recovery └── Concurrence of unjust enrichment and other claims → Rule: supplementary claim; other claims take priority Imaginative concurrence (刑事想象竞合): ├── One act violates multiple offenses │ → Rule: punish under the heavier offense │ → Derivation: compare statutory penalties of each offense and choose the heavier └── Concurrence of legal provisions (法条竞合) → Rule: special law prevails over general law Substantial concurrence / joinder of punishments for plural crimes (数罪并罚): ├── Multiple acts constituting multiple crimes │ → Rule: joinder of punishments │ → Derivation: convict and sentence each crime, then determine the executed sentence under joinder rules └── Joinder rules → Fixed-term imprisonment: not more than the sum of terms and not less than the highest single term → Criminal detention: maximum not more than one year → Public surveillance: maximum not more than three years Step 4.2: Identify aggregation relationships ├── Liquidated damages and deposit may not be used together (apply the higher) ├── Relationship between liquidated damages and compensatory damages (if liquidated damages are insufficient to cover loss, an increase may be sought) ├── Mental-distress damages and property damages may run in parallel └── Principal and supplementary penalties may be imposed together ``` ### Stage Five: Quantification **Goal:** Convert legal consequences into concrete numerical values or clear conclusions. #### 5.1 Civil Damages Calculation ``` 【Personal injury damages calculation】(refer to the Supreme People’s Court Interpretation on Several Issues Concerning the Application of Law in the Trial of Personal Injury Compensation Cases) Medical expenses = reasonably incurred actual medical costs (supported by invoices) Lost wages = days of work missed × daily income (fixed income: calculate actual reduction; no fixed income: average income over the past three years or industry average wage) Nursing expenses = nursing days × daily income of the nursing person (or local nursing-worker standard) Transportation expenses = reasonably incurred actual transportation costs Hospital meal subsidy = hospitalization days × meal-subsidy standard for ordinary staff of local state organs on official travel Nutrition expenses = determined by disability/injury status with reference to medical-institution opinions Disability compensation = prior-year per capita disposable income of urban residents in the place of the court seized of the case × 20 years × disability coefficient (for age 60+: reduce one year for each additional year of age; for age 75+: calculate on a 5-year basis) Death compensation = prior-year per capita disposable income of urban residents in the place of the court seized of the case × 20 years (same age-adjustment rules as above) Funeral expenses = prior-year average monthly employee wage in the place of the court seized of the case × 6 months Dependents’ living expenses = prior-year per capita consumption expenditure of urban residents in the place of the court seized of the case × years of support ÷ number of supporters Mental-distress solatium = comprehensively determined by degree of tortfeasor fault, means of infringement, consequences, profits obtained, financial capacity, local living standards, etc. Total damages = Σ each head of damages × (1 − victim’s fault proportion) 【Contract breach damages calculation】 Agreed liquidated damages: calculate per contract → Too high: if exceeding 30% of the loss caused, a party may request an appropriate reduction → Too low: if below the loss caused, a party may request an increase Statutory damages: actual loss + lost profits → Lost profits must not exceed what the breaching party foresaw or ought to have foreseen when concluding the contract → Mitigation rule: deduct enlarged loss the injured party failed reasonably to mitigate → Benefit offset: deduct benefits the injured party obtained because of the breach 【IP infringement damages calculation】 Priority order: 1. Right-holder’s actual loss 2. Infringer’s illegal gains 3. Reasonable multiple of a licensing fee 4. Statutory damages (patents: RMB 30,000–5,000,000; trademarks: up to RMB 5,000,000; copyright: RMB 500–5,000,000) 5. Punitive damages: 1–5× (intentional infringement with serious circumstances) ``` #### 5.2 Criminal Sentencing Calculation ``` 【Sentencing calculation steps】(refer to sentencing guidance opinions) Step 1: Determine the sentencing starting point → Within the statutory range, based on the basic constitutive facts of the crime → Example: theft, relatively large amount (RMB 3,000–100,000), starting point fixed-term imprisonment of six months to one year Step 2: Determine the baseline sentence → Starting point + incremental punishment for other facts affecting the constitutive elements → Example: for every additional RMB 1,500 of theft amount, add one month of imprisonment Step 3: Adjust the baseline sentence for sentencing circumstances Common adjustment ratios: ├── Voluntary surrender (自首): reduce baseline by 20%–40% (for lighter crimes, may reduce by more than 40% or exempt) ├── Confession / frank admission (坦白): reduce baseline by 10%–30% ├── Meritorious service (立功): ordinary meritorious service reduce baseline by up to 20%; major meritorious service reduce by 20%–50% ├── Recidivism (累犯): increase baseline by 10%–40% ├── Minor: reduce baseline by 10%–50% ├── Accessory (从犯): reduce baseline by 20%–50% (for lighter crimes, may reduce by more than 50% or exempt) ├── Attempt: reduce baseline by up to 50% ├── Restitution / return of stolen property: reduce baseline by up to 30% ├── Compensation and victim understanding: reduce baseline by up to 40% └── Voluntary admission of guilt in court: reduce baseline by up to 10% Leniency for admission of guilt and acceptance of punishment (认罪认罚从宽): ├── May reduce baseline by up to 30% └── Where the criminal suspect admits guilt and accepts punishment, a acknowledgment statement (具结书) is signed Step 4: Determine the declared sentence → On the basis of the provisional declared sentence, finalize after overall consideration of the whole case → The declared sentence must fall within the statutory range (except where mitigation applies) → Consider whether a suspended sentence applies (fixed-term imprisonment of not more than three years; relatively light circumstances; remorse; no risk of reoffending; suspension would not cause major adverse impact on the community) ``` #### 5.3 Administrative Penalty Calculation ``` 【Fine calculation】 → Determine the statutory fine range (e.g., “not less than RMB 10,000 and not more than RMB 100,000”) → Set the concrete amount based on facts, nature, circumstances, and degree of social harm of the illegal act → Lighter penalty: toward the low end of the statutory range (generally below 30% of the range) → Ordinary penalty: mid-range of the statutory amplitude → Heavier penalty: toward the high end of the statutory range (generally above 70% of the range) → Mitigated penalty: below the statutory minimum fine 【Other administrative penalties】 → Administrative detention: determine days (typically 5–15 days; combined enforcement not more than 20 days) → Revocation of license / permit: determine whether revocation conditions are met → Order to suspend production or business: determine the period ``` ### Stage Six: Output and Verify the Conclusion **Goal:** Form a structured legal-consequence conclusion and verify it internally. ``` Step 6.1: Form the conclusion → Specify the type of legal consequence → Give a concrete quantified result or range → Mark the confidence level → State the derivation basis Step 6.2: Internal verification (see verification rules) → Logical-consistency check → Legal-boundary check → Reasonableness check → Completeness check Step 6.3: Output the conclusion → Organize content per the output-format template → Attach necessary qualifications and risk warnings ``` --- ## III. Common Domains and Sources of Law ### 3.1 Civil Domain | Consequence Type | Primary Source | Key Articles | |----------|----------|----------| | Consequences of contract invalidity | Civil Code | Art. 157 | | Breach of contract | Civil Code | Arts. 577–588 | | Tort damages | Civil Code | Arts. 1179–1187 | | Mental-distress damages | Civil Code + judicial interpretations | Art. 1183 | | Personal injury damages standards | Personal Injury Damages Judicial Interpretation | Full text | | Product liability | Civil Code + Product Quality Law | Arts. 1202–1207 | | Motor-vehicle traffic accident liability | Civil Code + Road Traffic Safety Law | Arts. 1208–1217 | | Medical damage liability | Civil Code | Arts. 1218–1228 | | Consumer punitive damages | Law on Protection of Consumer Rights and Interests | Art. 55 (refund + triple / refund + tenfold) | | Labor-dispute compensation | Labor Contract Law | Arts. 46–48, 82, 87 | | IP damages | Patent Law, Trademark Law, Copyright Law | Damages provisions of each law | ### 3.2 Criminal Domain | Consequence Type | Primary Source | Key Articles | |----------|----------|----------| | Types and ranges of principal penalties | Specific provisions of the Criminal Law | Offense-specific articles | | Sentencing rules | General Provisions of the Criminal Law | Arts. 61–63 | | Voluntary surrender | Criminal Law | Art. 67 | | Meritorious service | Criminal Law | Art. 68 | | Recidivism | Criminal Law | Arts. 65–66 | | Joinder of punishments for plural crimes | Criminal Law | Arts. 69–71 | | Suspended sentence | Criminal Law | Arts. 72–77 | | Sentencing guidance | SPC Sentencing Guidance Opinions | Full text | | Leniency for admission of guilt and acceptance of punishment | Criminal Procedure Law + guidance opinions | Art. 15 etc. | ### 3.3 Administrative Domain | Consequence Type | Primary Source | Key Articles | |----------|----------|----------| | Types of administrative penalties | Administrative Penalty Law | Art. 9 | | Lighter / mitigated / exemption | Administrative Penalty Law | Arts. 30–33 | | Administrative-penalty discretion | Agency discretion benchmarks | Specific rules | | Administrative compulsion | Administrative Compulsion Law | Full text | | Tax penalties | Law on the Administration of Tax Collection | Arts. 60–73 | | Environmental penalties | Environmental Protection Law etc. | Specific clauses | | Market-regulation penalties | Provisions on Administrative Penalty Procedures for Market Regulation | Full text | --- ## IV. Verification and Screening Rules ### 4.1 Logical-Consistency Verification ``` Rule L1: Consequence must correspond to constitutive elements → Check: Is the derived legal consequence the legal effect prescribed by the applied norm? → Violation example: Applying theft constitutive elements but deriving a fraud sentencing range Rule L2: Adjustment direction must be correct → Check: Do aggravating circumstances aggravate the consequence? Do mitigating circumstances mitigate it? → Violation example: Finding voluntary surrender yet increasing the baseline sentence Rule L3: The derivation chain must be complete → Check: Does every step from facts to conclusion have a legal basis? → Violation example: Skipping constitutive-element analysis and jumping from facts to a damages figure Rule L4: No internal contradiction → Check: Are conclusions within the derivation consistent with one another? → Violation example: Finding the contract valid while applying restitution rules for contract invalidity ``` ### 4.2 Legal-Boundary Verification ``` Rule B1: Must not exceed the statutory range → Criminal: declared sentence must not exceed the statutory range (except mitigation, which requires SPC approval where applicable) → Administrative: fines must not exceed the statutory upper limit (except mitigated penalties) → Civil: damages must not exceed actual loss (except punitive damages) Rule B2: Must not violate prohibitive rules → Must not impose the death penalty on a person under 18 → Must not impose the death penalty on a woman who is pregnant at the time of trial → Must not apply the death penalty to a person aged 75 or older (except where death is caused by especially cruel means) Rule B3: Must not violate proportionality → Legal consequences should fit the nature, circumstances, and social harm of the illegal act → Administrative penalties should follow the principle that the penalty matches the offense (过罚相当) Rule B4: Limitation constraints → After the limitation period expires, the right to win on the merits is lost (voluntary performance by the obligor remains unaffected) → After the prosecution limitation expires, criminal liability is no longer pursued (except where approved by the SPP) ``` ### 4.3 Reasonableness Verification ``` Rule R1: Amount reasonableness → Is the damages amount within a reasonable band for comparable cases? → Are there obvious calculation errors? → Are the proportions among heads of damages reasonable? Rule R2: Sentence reasonableness → Is the sentencing result consistent with trends in comparable cases? → Is the combined adjustment of multiple sentencing circumstances reasonable? → Does it conform to the principle that punishment fits crime and culpability (罪责刑相适应)? Rule R3: Penalty reasonableness → Does the administrative penalty match the offense? → Has the party’s financial capacity been considered? → Is it consistent with penalty standards for comparable illegal acts? ``` ### 4.4 Completeness Verification ``` Rule C1: Missing heads of damages? → Do personal injury damages cover all statutory heads? → Was mental-distress damages omitted? → Were dependents’ living expenses omitted? Rule C2: Missing supplementary penalties? → Should a fine be imposed concurrently? → Should political rights be deprived? → Should property be confiscated? Rule C3: Missing attendant consequences? → After contract invalidity, were both restitution and damages derived? → Was civil compensation incidental to the criminal case considered? → After administrative penalty, was the rectification obligation mentioned? ``` --- ## V. Output Format Templates ### 5.1 Standard Output Template ```markdown ## Legal Consequence Derivation Conclusion ### I. Foundation of Derivation - **Summary of established facts:** [Briefly list key facts] - **Applicable legal norms:** [List statutory articles] - **Satisfaction of constitutive elements:** [Explain one by one] ### II. Baseline Legal Consequence - **Consequence type:** [Liability type / rights-altering type] - **Legal basis:** [Specific articles] - **Baseline consequence content:** [Concrete description] ### III. Adjustment Factors and Their Effects | Adjustment Factor | Type | Legal Basis | Adjustment Effect | |----------|------|----------|----------| | [Factor 1] | Aggravating / Mitigating / Exempting | [Article] | [Concrete impact] | | [Factor 2] | ... | ... | ... | ### IV. Final Legal Consequence - **Conclusion:** [Concrete legal-consequence conclusion] - **Quantified result:** [Specific amount / sentence / penalty range] - Low end: [value] - High end: [value] - Most likely / midpoint: [value] (if applicable) - **Attendant consequences:** [if any] ### V. Derivation Confidence - **Confidence level:** [High / Medium / Low] - **Uncertainty factors:** [List factors affecting certainty] - **Possibility of alternative conclusions:** [If different derivation paths exist, briefly explain] ### VI. Risk Warnings - [Flag factors that may affect the final result] - [Flag matters requiring further confirmation] ``` ### 5.2 Brief Output Template (for quick answers) ```markdown **Legal Consequence Derivation Conclusion:** Based on [legal basis], and on the established facts, the derived legal consequences are as follows: 1. **Liability / consequence type:** [type] 2. **Concrete content:** [description of consequence] 3. **Quantified range:** [low] — [high] 4. **Key adjustment factors:** [factors and effects] 5. **Confidence:** [level] | **Main uncertainty factors:** [explanation] > ⚠️ The above conclusion is for reference only; the final result depends on adjudication by judicial/administrative authorities. ``` --- ## VI. Confidence Annotation System ### 6.1 Confidence Level Definitions | Level | Marker | Definition | Applicable Scenarios | |------|------|------|----------| | **High** | 🟢 | Highly certain: clear law, clear facts, uniform calculation standards | Clear statutory damages standards with undisputed facts; fixed statutory sentence; clear administrative-penalty standards | | **Medium** | 🟡 | Fairly likely, but some discretion or factual uncertainty remains | Judicial discretion; some facts pending confirmation; regional differences; adjustment factors requiring overall judgment | | **Low** | 🔴 | Substantial uncertainty; multiple reasonable conclusions possible | Vague law; major factual disputes; complex concurrence; novel cases without precedent; policy-laden discretion | ### 6.2 Factors Affecting Confidence ``` Factors that raise confidence: ├── Clear and specific legal prescriptions (e.g., statutory damages standards) ├── Clear facts and sufficient evidence ├── Clear judicial interpretations or guiding cases ├── Uniform calculation standards (e.g., personal injury damages heads) ├── No discretion or extremely narrow discretion └── Highly consistent outcomes in comparable cases Factors that lower confidence: ├── Ambiguous legal gray zones ├── Disputed facts or insufficient evidence ├── Judicial discretion involved (e.g., amount of mental-distress damages) ├── Regional differences in adjudicative standards ├── Novel legal issues without precedent ├── Multiple possible legal interpretations ├── Uncertainty in applying adjustment factors └── Policy considerations (e.g., economic conditions affecting sentencing) ``` ### 6.3 Confidence Annotation Rules ``` Rule P1: Confidence must be annotated → Every legal-consequence conclusion must carry a confidence annotation Rule P2: Itemized annotation → When a conclusion has multiple components, annotate confidence for each → Example: medical expenses (High), lost wages (Medium), mental-distress damages (Low) Rule P3: State reasons → For Medium and Low confidence conclusions, state the specific factors affecting confidence Rule P4: Provide a range → For Low-confidence quantified conclusions, provide a possible result range rather than a single figure ``` --- ## VII. Common Errors and Prevention ### 7.1 Fatal Error Table | No. | Error Type | Description | Severity | Prevention | |------|----------|----------|------------|----------| | F1 | **Wrong law applied** | Deriving consequences under the wrong legal norm | ⚠️⚠️⚠️ Fatal | Before deriving, repeatedly confirm the correct applicable norm; check whether special law prevails | | F2 | **Omitted constitutive elements** | Deriving consequences without checking all constitutive elements | ⚠️⚠️⚠️ Fatal | Build a constitutive-element checklist and verify item by item | | F3 | **Exceeding statutory range** | Derived sentence/fine exceeds statutory upper or lower limits | ⚠️⚠️⚠️ Fatal | After derivation, boundary-check the result against the statutory range | | F4 | **Broken causation** | No causal link between facts and legal consequence | ⚠️⚠️⚠️ Fatal | Check that every step of the causal chain is complete | | F5 | **Ignoring limitation** | Failing to consider that civil limitation / prosecution limitation has expired | ⚠️⚠️ Serious | Check limitation issues before deriving | | F6 | **Wrong concurrence handling** | Treating mutually exclusive claims as concurrently assertable | ⚠️⚠️ Serious | Identify the concurrence type and apply the correct concurrence rules | | F7 | **Wrong calculation standard** | Using the wrong base figure or standard | ⚠️⚠️ Serious | Confirm that the year and locality of statistical data are correct | | F8 | **Wrong adjustment direction** | Applying a mitigating circumstance as if it were aggravating | ⚠️⚠️ Serious | Check the statutory effect direction of each adjustment factor | ### 7.2 Common Traps ``` Trap 1: Confusing “shall” (应当) with “may” (可以) ❌ Wrong: Treating “may give a lighter punishment” as “must give a lighter punishment” ✅ Correct: “Shall” is mandatory; “may” is authorizing and leaves discretion → Prevention: In derivation, explicitly mark “shall” vs. “may”; lower confidence for “may”-type circumstances Trap 2: Ignoring regional differences in damages items ❌ Wrong: Using a nationwide standard for personal injury damages ✅ Correct: Use statistical data for the place of the court seized of the case → Prevention: Ask or confirm the venue; use corresponding local statistical data Trap 3: Mishandling liquidated damages vs. compensatory damages ❌ Wrong: Fully awarding both liquidated damages and full compensatory damages ✅ Correct: Liquidated damages are compensatory; if insufficient to cover loss, an increase may be sought; if too high, a reduction may be sought → Prevention: First determine actual loss, then compare with liquidated damages Trap 4: Ignoring contribution among joint tortfeasors ❌ Wrong: Making one joint tortfeasor bear all damages without considering internal contribution ✅ Correct: Joint tortfeasors bear joint and several liability externally, but share internally by degree of fault → Prevention: Distinguish external liability (joint and several) from internal liability (proportionate); derive separately Trap 5: Wrong stacking of multiple criminal sentencing circumstances ❌ Wrong: Simply multiplying adjustment ratios of multiple mitigating circumstances ✅ Correct: Add same-direction circumstances; subtract opposite-direction ones; apply “shall”-type first, then “may”-type → Prevention: Strictly follow the calculation method in the sentencing guidance opinions Trap 6: Confusing deposit with liquidated damages ❌ Wrong: Applying both the deposit penalty and liquidated damages ✅ Correct: Deposit and liquidated damages may only be elected alternatively (Civil Code Art. 588) → Prevention: Confirm whether the contract provides for both; advise the party to elect one Trap 7: Ignoring temporal effect of legal amendments ❌ Wrong: Applying new-law standards to a case arising under old law ✅ Correct: Generally apply the law at the time of the act; exception for criminal “old law preferential, new law if lighter” or special provisions → Prevention: Confirm when the act occurred and which legal version applies Trap 8: Wrong scope for mental-distress damages ❌ Wrong: Awarding mental-distress damages in a pure contract dispute ✅ Correct: Mental-distress damages generally apply only in tort (e.g., personality-rights infringement); contract breach generally does not support them → Prevention: Confirm whether the claim basis is tort or breach ``` --- ## VIII. Special-Scenario Handling ### 8.1 Legal Gaps or Ambiguity ``` Handling method: 1. Search for judicial interpretations, guiding cases, or Gazette cases that fill the gap 2. Derive using legal principles (fairness, good faith, etc.) 3. Refer to prevailing doctrinal views and mainstream judicial practice 4. Clearly mark as Low confidence 5. Provide multiple possible derivation paths and their respective bases 6. Advise the party to consult a professional lawyer ``` ### 8.2 Transition Between Old and New Law ``` Handling method: 1. Determine when the act occurred and when the amended law took effect 2. Civil: generally apply the law at the time of the act, unless the new law has retrospective provisions 3. Criminal: principle of applying the old law, or the new law if lighter → If the old law treated it as a crime but the new law does not, apply the new law → If both treat it as a crime, apply the law at the time of the act → But if the new law provides a lighter punishment, apply the new law 4. Administrative: generally apply the law at the time of the act; the new law may apply if more favorable to the party 5. Clearly mark the legal version applied ``` ### 8.3 Cross-Domain Liability Concurrence ``` Handling method: 1. Criminal–civil crossover: → Criminal and civil liability may coexist → In criminal incidental civil actions, mental-distress damages are generally not supported → Criminal-first-then-civil or parallel tracks, depending on the case 2. Administrative–civil crossover: → Administrative penalties and civil damages may coexist → An administrative fine cannot substitute for civil damages 3. Criminal–administrative crossover: → Administrative detention may be credited against a sentence (1 day offsets 1 day) → Administrative fines may be credited against criminal fines → Criminal punishment is primary; administrative penalties are secondary ``` ### 8.4 Multi-Party Scenarios ``` Handling method: 1. Determine each party’s legal status and liability type 2. Distinguish joint and several, proportionate, and supplementary liability 3. Derive each party’s liability scope separately 4. Address internal contribution / reimbursement relationships 5. Note the effect of third-party liability on primary liability Liability-type reference: ├── Joint and several liability (连带责任): each liable person answers for the whole debt; share internally by portion ├── Proportionate liability (按份责任): each liable person answers only for their share ├── Supplementary liability (补充责任): the supplementary obligor answers when the primary obligor cannot ├── Improper joint and several liability (不真正连带责任): each liable person, on different grounds, answers in full for the same harm └── Corresponding supplementary liability: a security-duty holder bears supplementary liability within the scope of fault ``` ### 8.5 Insufficient Evidence ``` Handling method: 1. Clearly mark which facts are uncertain due to insufficient evidence 2. Derive legal consequences under alternative fact-findings separately 3. Provide both “most favorable” and “least favorable” derivation conclusions 4. Mark as Low confidence 5. Advise the party on the direction …(truncated)