Rate Limiting

Rate Limiting

Purpose

Protect endpoints from abuse and overload with per-class limits: the right key, algorithm, window, and store per endpoint type. This is abuse prevention — it throttles how often; it never decides who may (that's backend-authorization).

When to Use

• Whenever the API has public endpoints, auth flows, or expensive operations.
• Not as a substitute for authorization, quotas-as-billing (a product feature), or CAPTCHA (complementary — captcha-abuse-prevention).

Inputs

• Endpoint inventory with cost/sensitivity (rest-api-design).
• Deployment shape (single node vs multiple — determines store).

Discovery Questions

• Which endpoints are public-unauthenticated, auth-flow, or expensive?
• What legitimate peak usage must limits not break (retries, mobile refreshes, NAT-shared IPs)?
• Single instance (in-memory store possible) or multiple (shared store, e.g. Redis, required)?

Responsibilities

• Classify endpoints and set limits per class — tight to loose:
  • Login: per-account and per-IP (protects both credential stuffing and spraying); lockout/backoff policy coordinated with backend-authentication.
  • Signup: per-IP, low; pairs with CAPTCHA.
  • Password reset / OTP request: per-account and per-IP, very tight; OTP verification attempts capped per code.
  • Contact forms / public writes: per-IP, low; pairs with CAPTCHA.
  • Public search / listing: per-IP moderate; cost-aware for heavy queries.
  • Expensive endpoints (exports, reports, media processing, AI calls): per-account, small; consider queueing instead of rejecting (background-jobs).
  • General authenticated API: per-account baseline as a safety net.
• Choose keys deliberately: IP (pre-auth; beware shared NATs/proxies — trust the right forwarded header only from your proxy), account/user ID (post-auth), or composite.
• Choose algorithm (fixed window, sliding window, token bucket) and store (in-memory only for single-node; shared store across instances).
• Define the 429 response in the standard error shape with Retry-After (backend-error-handling); log/alert on sustained limiting (backend-observability).

Required Workflow

1. Classify endpoints into the classes above.
2. Set key + limit + window per class, sized against legitimate peaks.
3. Pick algorithm + store for the deployment shape.
4. Define 429 behavior and monitoring.
5. Specify tests: limit trips at N+1, resets after window, keyed correctly (user B unaffected by user A's exhaustion).

Decision Rules

• Rate limiting complements authorization and CAPTCHA — it reduces attempt volume; it must never be the only control on a protected or bot-targeted action.
• Pre-auth endpoints key on IP (imperfect but available); post-auth on account; login on both.
• Multi-instance deployments need a shared store — per-node in-memory limits multiply by instance count.
• Fail open or closed is a decision: auth flows fail closed (limit errors reject); read endpoints may fail open — record the choice.

Rules

• Every public and expensive endpoint has a recorded limit or a recorded reason it doesn't.
• Derive client IP only from your own proxy's trusted header configuration.
• Limits, windows, and stores live in config, not scattered constants.

Anti-Patterns

• One global limit for all endpoints.
• Treating a rate limit as an authorization control ("only 5 tries, so it's protected").
• Per-IP-only login limits (rotating IPs defeat them) or per-account-only (lockout DoS on victims).
• In-memory counters behind a load balancer.
• Trusting X-Forwarded-For from the public internet.

Validation Checklist

• Endpoints classified; limits per class recorded (signup, login, reset, OTP, contact, search, expensive covered).
• Keys chosen per class (IP/account/composite).
• Algorithm + store fit the deployment shape.
• 429 shape + Retry-After + monitoring defined.
• Tests: trip, reset, key isolation.
• Not used as an authorization substitute anywhere.

Definition of Done

A recorded per-class rate-limit design — keys, limits, algorithm, store, 429 behavior, monitoring — covering all public/auth/expensive endpoints, with tests, explicitly complementing (never replacing) authorization and CAPTCHA.

Related Skills

captcha-abuse-prevention, backend-authentication, backend-authorization, backend-error-handling, backend-observability, background-jobs, backend-security.

Related Knowledge

../../../knowledge/ (traffic patterns, deployment shape).

Related References

../../../references/backend/abuse/ (limit tables, when populated).

Context Loading Guidance

• Requires: endpoint inventory with classes, deployment shape.
• Does not require: authorization matrix detail, handler code.
• May load: captcha-abuse-prevention (paired flows), backend-error-handling.
• Stop when: the per-class limit table + tests are recorded.

Token Efficiency Guidance

The endpoint-class × (key, limit, window, store) table is the deliverable; keep algorithm discussion to the chosen one.