Full Compliance Check

Full Compliance Check Skill

Purpose

This meta-skill orchestrates a complete compliance screening workflow, running multiple tools in sequence to provide comprehensive due diligence on individuals or organizations.

When to Use This Skill

Activate this skill when the user:

• Requests a "full background check" or "comprehensive screening"
• Asks to "investigate" or "run due diligence" on an entity
• Needs complete compliance verification
• Uses terms like: "full check", "complete screening", "thorough investigation", "KYC", "AML check"

Workflow

1. Initial Assessment

• Identify entity type (Person/Company)
• Extract entity name and any aliases
• Determine jurisdiction if known

2. Core Compliance Checks (Run in Sequence)

# 1. Sanctions Screening
from src.tools import sanctions
sanctions_result = sanctions.check(entity_name)

# 2. PEP Screening (if individual)
from src.tools import pep_check
pep_result = pep_check.check(entity_name)

# 3. Adverse Media
from src.tools import adverse_media
media_result = adverse_media.check(entity_name)

# 4. Business Registry (if company)
from src.tools import business_registry
registry_result = business_registry.check(entity_name)

# 5. UBO Lookup (if company)
from src.tools import ubo_lookup
ubo_result = ubo_lookup.check(entity_name)

3. Risk Scoring

Aggregate findings to determine overall risk level:

• High Risk: Sanctions match, Level 1-2 PEP, serious adverse media
• Medium Risk: Potential sanctions, Level 3-4 PEP, moderate adverse media
• Low Risk: Clear on all checks, minor or no findings

4. Report Generation

Compile comprehensive report including:

• Executive summary with risk rating
• Detailed findings from each tool
• Recommendations for next steps
• Timestamp and sources

Example Workflow

User: "Run full compliance check on Global Ventures LLC"

Actions:

1. Run sanctions check → Clear
2. Run business registry → Found, registered Delaware
3. Run UBO lookup → 3 beneficial owners identified
4. Run adverse media → Minor tax dispute 2019
5. Generate report → Low-Medium Risk

Important Notes

• Always run core compliance tools first
• Document all findings for audit trail
• Consider running enhanced checks if initial screening raises concerns
• Timeouts may occur with multiple API calls - handle gracefully
• Results should be reviewed by compliance professionals for final determination