How do I install the Fin Guru Compliance Review skill?

Run npx skillmds@latest add aojdevstudio/fin-guru-compliance-review in your terminal (requires Node.js), paste this page's agent-chat prompt into Claude, Cursor, or any MCP-connected agent, or download the SKILL.md file and copy it into your agent's skills directory.

Is Fin Guru Compliance Review safe to use?

This skill has not completed SkillMD's automated safety review yet. Capability flags: docs only. SkillMD never runs a skill's scripts for you; review the SKILL.md before installing.

Which AI agents work with Fin Guru Compliance Review?

This skill is tagged as working with Claude Code, Claude.ai, OpenAI Codex. SKILL.md is an open format, so most agents that read a skills directory can load it too.

Is Fin Guru Compliance Review free to use?

Yes. Installing skills from SkillMD is free, and the skill stays under its author's original license.

Who published Fin Guru Compliance Review?

aojdevstudio (@aojdevstudio) published this skill. Their other Agent Skills are listed on their SkillMD profile.

Fin Guru Compliance Review by aojdevstudio

Name: Fin Guru Compliance Review
Rating: 4.2 (5 reviews)
Author: aojdevstudio

File contents

Compliance Review Skill

Structured compliance review workflow for Finance Guru outputs.

Capability probe

Before validating an externally sourced filing or issuer claim, follow the shared paid MCP capability probe. This workflow wants financial-datasets for normalized filing data. If it is absent, announce a primary-source regulator/issuer WebSearch fallback and the manual-validation caveat, or stop when the claim cannot be verified reliably.

Review Scope

Disclaimer Verification — Educational-only positioning present and correct
Source Citation — All data sources cited with timestamps and sensitivity notes
Risk Disclosure — Appropriate risk warnings and disclosures included
Data Handling — Proper data validation and audit trail requirements met
Regulatory Currency — All cited regulations current as of review date
ITC Risk Integration — Market-implied risk scores included for supported tickers

ITC Risk Validation Workflow

For portfolio positions with ITC coverage:

# Single ticker check
uv run python -m src.analysis.itc_risk_cli TICKER --universe tradfi

# Batch processing
uv run python -m src.analysis.itc_risk_cli TSLA AAPL MSTR --universe tradfi

# Full risk band analysis
uv run python -m src.analysis.itc_risk_cli TICKER --universe tradfi --full-table

Risk Thresholds

ITC Score	Band	Action
0.0-0.3	LOW	APPROVE — Standard monitoring
0.3-0.7	MEDIUM	APPROVE WITH NOTE — Document in review
0.7-1.0	HIGH	ENHANCED REVIEW — Position limit review required

Decision Rules

DR-1: Low Risk Approval (ITC <0.3 AND VaR within limits)
DR-2: Medium Risk Note (ITC 0.3-0.7)
DR-3: High Risk Review (ITC 0.7-0.85)
DR-4: Critical Risk Block (ITC >0.85 OR divergence >30%)
DR-5: Unsupported Ticker (internal metrics only)

Requirements

Timestamp all compliance reviews with current date
Document every final decision (pass, conditional, revisions required)
Layer 2 variance of ±5-15% monthly is NORMAL — do not flag as compliance issue
Only block RED FLAG scenarios (>30% sustained declines, NAV erosion, strategy changes)

---name: fin-guru-compliance-reviewdescription: Execute comprehensive compliance reviews for Finance Guru deliverables. Validates disclaimers, data handling, risk disclosures, and regulatory positioning.--- # Compliance Review Skill Structured compliance review workflow for Finance Guru outputs. ## Capability probe Before validating an externally sourced filing or issuer claim, follow the shared **[paid MCP capability probe](../_shared/PaidMcpCapabilityProbe.md)**. This workflow wants `financial-datasets` for normalized filing data. If it is absent, announce a primary-source regulator/issuer `WebSearch` fallback and the manual-validation caveat, or stop when the claim cannot be verified reliably. ## Review Scope 1. **Disclaimer Verification** — Educational-only positioning present and correct 2. **Source Citation** — All data sources cited with timestamps and sensitivity notes 3. **Risk Disclosure** — Appropriate risk warnings and disclosures included 4. **Data Handling** — Proper data validation and audit trail requirements met 5. **Regulatory Currency** — All cited regulations current as of review date 6. **ITC Risk Integration** — Market-implied risk scores included for supported tickers ## ITC Risk Validation Workflow For portfolio positions with ITC coverage: ```bash # Single ticker check uv run python -m src.analysis.itc_risk_cli TICKER --universe tradfi # Batch processing uv run python -m src.analysis.itc_risk_cli TSLA AAPL MSTR --universe tradfi # Full risk band analysis uv run python -m src.analysis.itc_risk_cli TICKER --universe tradfi --full-table ``` ## Risk Thresholds | ITC Score | Band | Action | |-----------|------|--------| | 0.0-0.3 | LOW | APPROVE — Standard monitoring | | 0.3-0.7 | MEDIUM | APPROVE WITH NOTE — Document in review | | 0.7-1.0 | HIGH | ENHANCED REVIEW — Position limit review required | ## Decision Rules - DR-1: Low Risk Approval (ITC <0.3 AND VaR within limits) - DR-2: Medium Risk Note (ITC 0.3-0.7) - DR-3: High Risk Review (ITC 0.7-0.85) - DR-4: Critical Risk Block (ITC >0.85 OR divergence >30%) - DR-5: Unsupported Ticker (internal metrics only) ## Requirements - Timestamp all compliance reviews with current date - Document every final decision (pass, conditional, revisions required) - Layer 2 variance of ±5-15% monthly is NORMAL — do not flag as compliance issue - Only block RED FLAG scenarios (>30% sustained declines, NAV erosion, strategy changes)

Frequently asked questions

Fin Guru Compliance Review