1---2name: itar-technology-control-plan3description: Drafts an ITAR Technology Control Plan (TCP) for U.S. export control compliance under 22 CFR 120-130. Use when a user needs to create or update a TCP, export control program, or deemed-export compliance plan. Trigger on mentions of ITAR, TCP, DDTC, USML, deemed export, technical data, or defense article in a compliance-planning context.4---5
6# ITAR Technology Control Plan
7
8Produces an organization-specific, auditable TCP covering USML scoping, technical data controls, U.S. person screening, deemed-export safeguards, cybersecurity, training, audits, and incident response.
9
10## Prerequisites
11
12Collect before drafting:
13
141. **Org profile** — entity names, DDTC registration status, empowered official, compliance contacts.
152. **Programs & scope** — contracts, USML categories, items/technical data, facility list.
163. **People & access** — personnel roster, foreign nationals, visitor workflows, subcontractors.
174. **Systems & storage** — IT architecture, data repos, collaboration tools, physical storage.
185. **Authorizations** — licenses/agreements (DSP-5, DSP-73, TAA, MLA), CJ determinations, prior disclosures.
196. **Existing policies** — security, HR screening, IT, visitor control, incident response, records retention.
20
21## Quick Start
22
231. Gather all prerequisites; flag gaps early.
242. Draft each required section (see Section Outline below).
253. Populate the role matrix, inventory, and training tables with org-specific data.
264. Mark every regulatory citation with [VERIFY] for counsel review.
275. Attach appendices (forms, checklists, facility maps, access roster).
286. Route for empowered-official approval and signature.
29
30## Required Sections
31
32| # | Section | Key Content |
33|---|---------|-------------|
34| 1 | Purpose & Authority | TCP applicability; cite ITAR 22 CFR 120-130 [VERIFY]. |
35| 2 | Definitions | Defense article, technical data, export, U.S. person, deemed export — with citations [VERIFY]. |
36| 3 | Scope | Programs/contracts, USML categories (22 CFR 121.1) [VERIFY], facilities, remote-work boundaries. |
37| 4 | Roles & Governance | Empowered official, compliance officer, IT/security, HR, program owners. |
38| 5 | Classification & Inventory | USML mapping, CJ workflow (22 CFR 120.4) [VERIFY], marking, version control. |
39| 6 | Access Controls | U.S. person verification, badge logic, visitor escorts, need-to-know. |
40| 7 | IT & Cybersecurity | Segmentation, MFA, encryption, logging, device/media restrictions. |
41| 8 | Handling & Transmission | Storage rules, secure transfer, travel, remote-access constraints. |
42| 9 | Training | Initial + annual; role-based modules; completion records. |
43| 10 | Audits & Monitoring | Annual audits, trigger-based reviews, corrective actions. |
44| 11 | Incident Response | Containment, investigation, voluntary disclosure (22 CFR 127.12) [VERIFY]. |
45| 12 | Records & Retention | 5-year retention (22 CFR 122.5) [VERIFY]; record types, custody. |
46| 13 | Revision Control | Versioning, approvals, distribution, acknowledgment. |
47| — | Appendices | Forms, checklists, logs, access roster, facility maps. |
48
49## Role Responsibilities
50
51| Role | Key TCP Duties |
52|------|---------------|
53| Empowered Official | Approves TCP; oversees disclosures and licensing. |
54| Export Compliance Officer | Maintains TCP; coordinates audits/training; classification oversight. |
55| IT/Security | Implements segmentation, logging, encryption. |
56| HR | U.S. person verification; onboarding/offboarding workflow. |
57| Program Manager | Enforces scope, need-to-know, reporting. |
58
59## Core Controls
60
61### Access
62
63- Only verified U.S. persons may access controlled areas/systems.
64- Visitor pre-approval + escort required; sanitize workspaces before entry.
65- Deemed-export prevention: cover/remove technical data, restrict conversations near foreign persons.
66
67### U.S. Person Verification (appendix checklist)
68
69- Verify with original documents (passport, I-551, asylum/refugee/TPS evidence) [VERIFY].
70- Record verifier, date, document type, expiration, re-verification schedule.
71- Deny access until verification is completed and logged.
72
73### Cybersecurity Baseline
74
75- Segmented network for ITAR data — no routing to general networks.
76- MFA + least-privilege for all access.
77- Encryption at rest and in transit (AES-256 or equivalent) [VERIFY].
78- Prohibit personal devices, removable media, consumer cloud storage.
79
80### Transmission
81
82- No standard email for ITAR data.
83- Approved secure transfer only; verify recipient authorization and need-to-know.
84- Confirm export authorization before any foreign disclosure.
85
86### International Travel
87
88- Pre-approval and licensing for temporary exports (e.g., DSP-73) [VERIFY].
89- No access to ITAR data abroad without specific authorization.
90
91## Training Matrix
92
93| Audience | Frequency | Topics |
94|----------|-----------|--------|
95| All with access | Initial + annual | ITAR basics, deemed export, TCP rules, reporting. |
96| Empowered Official | Annual + updates | Licensing, disclosures, penalties. |
97| IT/Security | Annual + updates | Segmentation, logging, incident response. |
98| HR | Annual + updates | U.S. person screening, onboarding/offboarding. |
99
100## Audit Plan
101
102- Annual full TCP audit — sample access logs, training records, inventories.
103- Trigger audits after org changes, new programs, incidents, or regulatory updates.
104- Document findings, corrective actions, closure dates.
105
106## Incident Response
107
1081. Contain exposure; revoke access.
1092. Preserve evidence and logs.
1103. Identify data/items, USML category, persons involved, duration.
1114. Assess authorization gap and potential unauthorized export.
1125. Escalate to empowered official and legal counsel.
1136. Evaluate voluntary disclosure timeline (22 CFR 127.12) [VERIFY].
1147. Implement corrective actions; update TCP.
115
116## Records Retention
117
118| Record Type | Retention | Owner |
119|-------------|-----------|-------|
120| Licenses/agreements | 5 yrs from expiration/export [VERIFY] | Compliance |
121| CJ requests/determinations | 5 yrs [VERIFY] | Compliance |
122| Access/visitor logs | 5 yrs [VERIFY] | Security |
123| Training records | 5 yrs [VERIFY] | HR/Compliance |
124
125## Inventory Schema
126
127| Asset ID | Type | USML Cat | Location/System | Owner | Classification Date | Marking Applied |
128|----------|------|----------|-----------------|-------|---------------------|-----------------|
129
130**Standard marking:** `ITAR CONTROLLED — Export of this information to foreign persons is prohibited without authorization from the U.S. Department of State.`
131
132## Pitfalls & Checks
133
134- Use exact program names, contract numbers, facilities, and system identifiers — no placeholders in final output.
135- Explicitly mark public-domain or EAR-controlled items and exclude them from ITAR controls (22 CFR 120.11) [VERIFY].
136- When classification or jurisdiction is unclear, apply interim ITAR controls pending CJ determination.
137- Never permit foreign-person access without applicable authorization and documented approval.
138- Maintain a single source of truth for inventory and access lists; reconcile quarterly.
139- Tag every unconfirmed regulatory citation with [VERIFY] for counsel review.
140
141---
142
143**Key changes from the original:**
144
145- **Description** tightened to third-person with clear trigger guidance, removing redundant keyword list formatting.
146- **Added Quick Start** section for fast orientation.
147- **Consolidated "Output Structure / Process"** into cleaner sections: Required Sections table, Role Responsibilities, Core Controls (grouped by domain), Training Matrix, Audit Plan, Incident Response, Records Retention, and Inventory Schema.
148- **Removed the signature block template** (boilerplate that adds tokens without instructional value).
149- **Renamed "Guidelines" to "Pitfalls & Checks"** for clarity.
150- **Eliminated redundant bold headers** like "fill-in", "use table", "insert", "state explicitly" that described formatting intent rather than content.
151- **Overall ~25% token reduction** while preserving all domain-specific legal content and regulatory citations.