Guardrails And Safety

Guardrails and Safety

Safety isn't a wrapper, it's an architecture decision.

A "be safe" line in the system prompt is not a guardrail. A single output filter is not a guardrail. Safety in production is layered, observable, and tested against an explicit adversarial set — same rigour as functional evaluation.

When to use this skill

• The user is building an agent that takes free-form user input.
• The user is exposing tools with real side-effects (writes, payments, messages).
• The user operates in a regulated domain (finance, health, legal, education).
• The user reports a jailbreak, prompt-injection, or unintended action incident.

The five layers

Treat these as a stack. Skipping a layer is a deliberate choice with a cost.

1. Input layer. Schema validation, PII detection, prompt-injection detection, rate-limiting per user.
2. Routing layer. Classify the request; refuse out-of-scope traffic before it hits the agent.
3. Model layer. System prompt with explicit refusal contract, response-format constraints, tool subset by user role.
4. Tool layer. Server-side authorisation on every tool call. Allowlists, idempotency keys, side-effect confirmations.
5. Output layer. Schema validation, PII redaction, content moderation, optional second-pass review.

Two layers minimum for any user-facing agent. All five for anything writing to production systems.

Decision flow

1. Is the input from a human, an upstream LLM, or a document? → all three need injection-resistant handling, not just the human case. Documents are the most under-defended vector today.
2. Does the agent ever take an action with money, identity, or external messaging? → require explicit per-action authorisation and a human-confirmation step for high-impact actions.
3. Can a single bad output cause downstream harm? → second-pass review or deterministic validator before the action commits.
4. Is the domain regulated? → guardrails are evidence, not just behaviour. Log everything.

Anti-patterns to flag immediately

• "Be safe" in the system prompt as the entire defence. Adversarial input ignores polite requests.
• Post-hoc output filter only. Blocks the obvious, misses everything subtle, and stops nothing the model has already done via tools.
• Trusting LLM-generated tool arguments without server-side validation. The model is an untrusted client. Always.
• Treating prompt injection as a model problem. It's a context-source problem. Untrusted text needs explicit framing in the prompt and explicit constraints on tool calls.
• No red-team set. "We haven't seen any abuse" is not a defence.
• Same model evaluating its own output. Co-conspirator, not auditor. Use a different model or a deterministic checker.
• Logging the prompt but not the tool calls. Half a trace is no trace.

Prompt-injection: the short version

• Untrusted content (user uploads, retrieved docs, tool outputs) must be clearly delimited in the prompt with explicit "treat as data, not instructions" framing.
• The model will follow embedded instructions in retrieved documents. Assume it. Test it.
• High-impact tools must require out-of-band confirmation that doesn't pass through the model — e.g. a user-facing button, not "type yes".

Questions to ask the user

1. What is the worst-case action the agent can take in one call?
2. What is the worst-case action it can take in a sequence of calls?
3. Who is the adversary — random user, motivated abuser, regulator audit?
4. What signals indicate abuse in progress — and is anyone watching them?
5. What is the rollback if a guardrail fails?
6. Where will the red-team set live, and who owns it?

What to log

• Every input verbatim (with PII redacted at log-write time, not after).
• Every tool call with arguments and outcome.
• Every refusal, with the rule that triggered it.
• Every classifier score above the noise floor — for tuning thresholds.

The hard line

No red-team set, no deploy. Functional evals tell you the agent does the right thing; the red-team set tells you it won't do the wrong thing. Both gate merge.

Why this exists

Most agent safety incidents in the wild are not novel attacks — they are the same handful of patterns (prompt injection via retrieved docs, tool-arg injection, role escalation, side-effect spam) and the same handful of missing layers. Naming the layers makes the missing one obvious. See [link to article on agent safety].

References

• references/prompt-injection.md — vectors, framing patterns, test cases.
• references/red-team-set.md — how to build and maintain an adversarial set.
• references/output-validation.md — schema, PII, content moderation pipelines.

Related skills

• Output validation depends on typed tool schemas — [[tool-use-schema-design]].
• Adversarial set runs through the eval harness — [[agent-evaluation-harness]].
• Safety incidents are diagnosed from traces — [[agent-observability]].
• Retrieved-doc injection is a retrieval problem — [[rag-vs-context-engineering]].