AU-12(2)_standardized-formats

AU-12(2) Standardized Formats

Enhancement of: AU-12

High-Level Description

Family: Audit and Accountability (AU) Framework: NIST SP 800-53 Rev 5

Audit records that follow common standards promote interoperability and information exchange between devices and systems. Promoting interoperability and information exchange facilitates the production of event information that can be readily analyzed and correlated. If logging mechanisms do not conform to standardized formats, systems may convert individual audit records into standardized formats when compiling system-wide audit trails.

What to Check

• Verify AU-12(2) Standardized Formats is documented in SSP
• Confirm control is operating effectively
• Review evidence of continuous monitoring for AU-12(2)
• Verify enhancement builds upon base control AU-12

How to Test

Step 1: Review Documentation

Examine the System Security Plan (SSP) and related artifacts for AU-12(2) implementation details. Verify the organization has documented how this control is satisfied.

Step 2: Validate Implementation

# For cloud environments, use cloud-audit-mcp tools
# For on-premises, review system configurations directly

# Example: Check if account management policies exist
grep -r "account.management\|access.control" /etc/security/ 2>/dev/null

Step 3: Test Operating Effectiveness

Verify the control is actively functioning, not just documented. Check logs, configurations, and operational evidence.

Tools

Remediation Guide

Control Statement

Produce a system-wide (logical or physical) audit trail composed of audit records in a standardized format.

Implementation Guidance

Audit records that follow common standards promote interoperability and information exchange between devices and systems. Promoting interoperability and information exchange facilitates the production of event information that can be readily analyzed and correlated. If logging mechanisms do not conform to standardized formats, systems may convert individual audit records into standardized formats when compiling system-wide audit trails.

Risk Assessment

CWE Categories

References

• NIST SP 800-53 Rev 5 - AU-12(2)
• NIST SP 800-53A Rev 5 (Assessment Procedures)
• NIST SP 800-53 Rev 5 Full Catalog

Checklist

• Control documented in SSP
• Implementation evidence collected
• Operating effectiveness validated
• Continuous monitoring in place
• Related controls (none) reviewed