AU-13(3)_unauthorized-replication-of-information

AU-13(3) Unauthorized Replication of Information

Enhancement of: AU-13

High-Level Description

Family: Audit and Accountability (AU) Framework: NIST SP 800-53 Rev 5

The unauthorized use or replication of organizational information by external entities can cause adverse impacts on organizational operations and assets, including damage to reputation. Such activity can include the replication of an organizational website by an adversary or hostile threat actor who attempts to impersonate the web-hosting organization. Discovery tools, techniques, and processes used to determine if external entities are replicating organizational information in an unauthorized manner include scanning external websites, monitoring social media, and training staff to recognize the unauthorized use of organizational information.

What to Check

• Verify AU-13(3) Unauthorized Replication of Information is documented in SSP
• Confirm control is operating effectively
• Review evidence of continuous monitoring for AU-13(3)
• Verify enhancement builds upon base control AU-13

How to Test

Step 1: Review Documentation

Examine the System Security Plan (SSP) and related artifacts for AU-13(3) implementation details. Verify the organization has documented how this control is satisfied.

Step 2: Validate Implementation

# For cloud environments, use cloud-audit-mcp tools
# For on-premises, review system configurations directly

# Example: Check if account management policies exist
grep -r "account.management\|access.control" /etc/security/ 2>/dev/null

Step 3: Test Operating Effectiveness

Verify the control is actively functioning, not just documented. Check logs, configurations, and operational evidence.

Tools

Remediation Guide

Control Statement

Employ discovery techniques, processes, and tools to determine if external entities are replicating organizational information in an unauthorized manner.

Implementation Guidance

The unauthorized use or replication of organizational information by external entities can cause adverse impacts on organizational operations and assets, including damage to reputation. Such activity can include the replication of an organizational website by an adversary or hostile threat actor who attempts to impersonate the web-hosting organization. Discovery tools, techniques, and processes used to determine if external entities are replicating organizational information in an unauthorized manner include scanning external websites, monitoring social media, and training staff to recognize the unauthorized use of organizational information.

Risk Assessment

CWE Categories

References

• NIST SP 800-53 Rev 5 - AU-13(3)
• NIST SP 800-53A Rev 5 (Assessment Procedures)
• NIST SP 800-53 Rev 5 Full Catalog

Checklist

• Control documented in SSP
• Implementation evidence collected
• Operating effectiveness validated
• Continuous monitoring in place
• Related controls (none) reviewed