SI-13(5)_failover-capability

SI-13(5) Failover Capability

Enhancement of: SI-13

High-Level Description

Family: System and Information Integrity (SI) Framework: NIST SP 800-53 Rev 5

Failover refers to the automatic switchover to an alternate system upon the failure of the primary system. Failover capability includes incorporating mirrored system operations at alternate processing sites or periodic data mirroring at regular intervals defined by the recovery time periods of organizations.

What to Check

• Verify SI-13(5) Failover Capability is documented in SSP
• Confirm control is operating effectively
• Review evidence of continuous monitoring for SI-13(5)
• Verify enhancement builds upon base control SI-13

How to Test

Step 1: Review Documentation

Examine the System Security Plan (SSP) and related artifacts for SI-13(5) implementation details. Verify the organization has documented how this control is satisfied.

Step 2: Validate Implementation

# For cloud environments, use cloud-audit-mcp tools
# For on-premises, review system configurations directly

# Example: Check if account management policies exist
grep -r "account.management\|access.control" /etc/security/ 2>/dev/null

Step 3: Test Operating Effectiveness

Verify the control is actively functioning, not just documented. Check logs, configurations, and operational evidence.

Tools

Remediation Guide

Control Statement

Provide [organization-defined] [organization-defined] for the system.

Implementation Guidance

Failover refers to the automatic switchover to an alternate system upon the failure of the primary system. Failover capability includes incorporating mirrored system operations at alternate processing sites or periodic data mirroring at regular intervals defined by the recovery time periods of organizations.

Risk Assessment

CWE Categories

References

• NIST SP 800-53 Rev 5 - SI-13(5)
• NIST SP 800-53A Rev 5 (Assessment Procedures)
• NIST SP 800-53 Rev 5 Full Catalog

Checklist

• Control documented in SSP
• Implementation evidence collected
• Operating effectiveness validated
• Continuous monitoring in place
• Related controls (CP-6, CP-7, CP-9) reviewed