SI-4(19)_risk-for-individuals

SI-4(19) Risk for Individuals

Enhancement of: SI-4

High-Level Description

Family: System and Information Integrity (SI) Framework: NIST SP 800-53 Rev 5

Indications of increased risk from individuals can be obtained from different sources, including personnel records, intelligence agencies, law enforcement organizations, and other sources. The monitoring of individuals is coordinated with the management, legal, security, privacy, and human resource officials who conduct such monitoring. Monitoring is conducted in accordance with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines.

What to Check

• Verify SI-4(19) Risk for Individuals is documented in SSP
• Confirm control is operating effectively
• Review evidence of continuous monitoring for SI-4(19)
• Verify enhancement builds upon base control SI-4

How to Test

Step 1: Review Documentation

Examine the System Security Plan (SSP) and related artifacts for SI-4(19) implementation details. Verify the organization has documented how this control is satisfied.

Step 2: Validate Implementation

# For cloud environments, use cloud-audit-mcp tools
# For on-premises, review system configurations directly

# Example: Check if account management policies exist
grep -r "account.management\|access.control" /etc/security/ 2>/dev/null

Step 3: Test Operating Effectiveness

Verify the control is actively functioning, not just documented. Check logs, configurations, and operational evidence.

Tools

Remediation Guide

Control Statement

Implement [organization-defined] of individuals who have been identified by [organization-defined] as posing an increased level of risk.

Implementation Guidance

Indications of increased risk from individuals can be obtained from different sources, including personnel records, intelligence agencies, law enforcement organizations, and other sources. The monitoring of individuals is coordinated with the management, legal, security, privacy, and human resource officials who conduct such monitoring. Monitoring is conducted in accordance with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines.

Risk Assessment

CWE Categories

References

• NIST SP 800-53 Rev 5 - SI-4(19)
• NIST SP 800-53A Rev 5 (Assessment Procedures)
• NIST SP 800-53 Rev 5 Full Catalog

Checklist

• Control documented in SSP
• Implementation evidence collected
• Operating effectiveness validated
• Continuous monitoring in place
• Related controls (none) reviewed