System Use Notification (03.01.09)_system-use-notification

System Use Notification (03.01.09) System Use Notification

High-Level Description

Family: Access Control Framework: NIST SP 800-171 Rev 3 Applicability: Systems processing, storing, or transmitting CUI

System Use Notification

What to Check

• Verify System Use Notification (03.01.09) System Use Notification is implemented for CUI systems
• Review SSP documentation for System Use Notification (03.01.09)
• Validate CMMC Level 2 assessment objective for System Use Notification (03.01.09)
• Confirm POA&M addresses any gaps for System Use Notification (03.01.09)

How to Test

Step 1: Review System Security Plan

Examine the SSP for System Use Notification (03.01.09) implementation description and responsible parties.

Step 2: Assess Implementation

# Verify security controls protecting CUI
# Check access controls, encryption, monitoring as applicable

# For Linux systems:
ls -la /etc/security/ 2>/dev/null
grep -r "CUI\|controlled" /etc/security/ 2>/dev/null

# For cloud:
# Use cloud-audit-mcp tools to assess posture

Step 3: CMMC Assessment Validation

Verify this requirement passes CMMC Level 2 assessment methodology per SP 800-171A Rev 3.

Tools

Remediation Guide

Requirement Statement

Implement System Use Notification per NIST SP 800-171 Rev 3.

Supplemental Guidance

System use notifications can be implemented using messages or warning banners. The messages or warning banners are displayed before individuals log in to a system that processes, stores, or transmits CUI. System use notifications are used for access via logon interfaces with human users and are not required when human interfaces do not exist. Organizations consider whether a secondary use notification is needed to access applications or other system resources after the initial network logon. Posters or other printed materials may be used in lieu of an automated system message. This requirement is related to 03.15.03.

Risk Assessment

CWE Categories

References

• NIST SP 800-171 Rev 3
• NIST SP 800-171A Rev 3 (Assessment)
• CMMC Model Overview
• NIST OSCAL Content

Checklist

• SSP documents System Use Notification (03.01.09) implementation
• Evidence of operating effectiveness collected
• POA&M addresses any gaps
• CMMC assessment objective met
• Continuous monitoring active