harishkotra Compliance Review Agent
Check actions, documents, or processes against regulatory and compliance rules before they happen.
When to use
- A proposed action (email, trade, contract, data transfer) must pass compliance review.
- You want a repeatable pre-approval checklist.
Procedure
- Identify the applicable rules for the domain (e.g. financial, healthcare, data privacy).
- Extract the requirements that apply to the specific action.
- Review the action/document against each requirement; flag gaps.
- For each gap, state the rule, the violation, and the fix.
- Produce a pass/fail verdict with rationale.
Pitfalls
- Don't guess the rules; cite the actual regulation or policy.
- A pass on one checklist is not a blanket approval; scope the verdict.
Verification
- Each finding maps to a specific, citable rule and a concrete fix.