1---2name: itar-technology-control-plan3description: >-4 Drafts an ITAR Technology Control Plan (TCP) for U.S. export control5 compliance under 22 CFR 120-130. Use when a user needs to create or update a6 TCP, export control program, or deemed-export compliance plan. Trigger on7 mentions of ITAR, TCP, DDTC, USML, deemed export, technical data, or defense8 article in a compliance-planning context.9tags:10 - drafting11 - memo12 - regulatory13 - research14---1516# ITAR Technology Control Plan1718Produces an organization-specific, auditable TCP covering USML scoping, technical data controls, U.S. person screening, deemed-export safeguards, cybersecurity, training, audits, and incident response.1920## Prerequisites2122Collect before drafting:23241. **Org profile** — entity names, DDTC registration status, empowered official, compliance contacts.252. **Programs & scope** — contracts, USML categories, items/technical data, facility list.263. **People & access** — personnel roster, foreign nationals, visitor workflows, subcontractors.274. **Systems & storage** — IT architecture, data repos, collaboration tools, physical storage.285. **Authorizations** — licenses/agreements (DSP-5, DSP-73, TAA, MLA), CJ determinations, prior disclosures.296. **Existing policies** — security, HR screening, IT, visitor control, incident response, records retention.3031## Quick Start32331. Gather all prerequisites; flag gaps early.342. Draft each required section (see Section Outline below).353. Populate the role matrix, inventory, and training tables with org-specific data.364. Mark every regulatory citation with [VERIFY] for counsel review.375. Attach appendices (forms, checklists, facility maps, access roster).386. Route for empowered-official approval and signature.3940## Required Sections4142| # | Section | Key Content |43|---|---------|-------------|44| 1 | Purpose & Authority | TCP applicability; cite ITAR 22 CFR 120-130 [VERIFY]. |45| 2 | Definitions | Defense article, technical data, export, U.S. person, deemed export — with citations [VERIFY]. |46| 3 | Scope | Programs/contracts, USML categories (22 CFR 121.1) [VERIFY], facilities, remote-work boundaries. |47| 4 | Roles & Governance | Empowered official, compliance officer, IT/security, HR, program owners. |48| 5 | Classification & Inventory | USML mapping, CJ workflow (22 CFR 120.4) [VERIFY], marking, version control. |49| 6 | Access Controls | U.S. person verification, badge logic, visitor escorts, need-to-know. |50| 7 | IT & Cybersecurity | Segmentation, MFA, encryption, logging, device/media restrictions. |51| 8 | Handling & Transmission | Storage rules, secure transfer, travel, remote-access constraints. |52| 9 | Training | Initial + annual; role-based modules; completion records. |53| 10 | Audits & Monitoring | Annual audits, trigger-based reviews, corrective actions. |54| 11 | Incident Response | Containment, investigation, voluntary disclosure (22 CFR 127.12) [VERIFY]. |55| 12 | Records & Retention | 5-year retention (22 CFR 122.5) [VERIFY]; record types, custody. |56| 13 | Revision Control | Versioning, approvals, distribution, acknowledgment. |57| — | Appendices | Forms, checklists, logs, access roster, facility maps. |5859## Role Responsibilities6061| Role | Key TCP Duties |62|------|---------------|63| Empowered Official | Approves TCP; oversees disclosures and licensing. |64| Export Compliance Officer | Maintains TCP; coordinates audits/training; classification oversight. |65| IT/Security | Implements segmentation, logging, encryption. |66| HR | U.S. person verification; onboarding/offboarding workflow. |67| Program Manager | Enforces scope, need-to-know, reporting. |6869## Core Controls7071### Access7273- Only verified U.S. persons may access controlled areas/systems.74- Visitor pre-approval + escort required; sanitize workspaces before entry.75- Deemed-export prevention: cover/remove technical data, restrict conversations near foreign persons.7677### U.S. Person Verification (appendix checklist)7879- Verify with original documents (passport, I-551, asylum/refugee/TPS evidence) [VERIFY].80- Record verifier, date, document type, expiration, re-verification schedule.81- Deny access until verification is completed and logged.8283### Cybersecurity Baseline8485- Segmented network for ITAR data — no routing to general networks.86- MFA + least-privilege for all access.87- Encryption at rest and in transit (AES-256 or equivalent) [VERIFY].88- Prohibit personal devices, removable media, consumer cloud storage.8990### Transmission9192- No standard email for ITAR data.93- Approved secure transfer only; verify recipient authorization and need-to-know.94- Confirm export authorization before any foreign disclosure.9596### International Travel9798- Pre-approval and licensing for temporary exports (e.g., DSP-73) [VERIFY].99- No access to ITAR data abroad without specific authorization.100101## Training Matrix102103| Audience | Frequency | Topics |104|----------|-----------|--------|105| All with access | Initial + annual | ITAR basics, deemed export, TCP rules, reporting. |106| Empowered Official | Annual + updates | Licensing, disclosures, penalties. |107| IT/Security | Annual + updates | Segmentation, logging, incident response. |108| HR | Annual + updates | U.S. person screening, onboarding/offboarding. |109110## Audit Plan111112- Annual full TCP audit — sample access logs, training records, inventories.113- Trigger audits after org changes, new programs, incidents, or regulatory updates.114- Document findings, corrective actions, closure dates.115116## Incident Response1171181. Contain exposure; revoke access.1192. Preserve evidence and logs.1203. Identify data/items, USML category, persons involved, duration.1214. Assess authorization gap and potential unauthorized export.1225. Escalate to empowered official and legal counsel.1236. Evaluate voluntary disclosure timeline (22 CFR 127.12) [VERIFY].1247. Implement corrective actions; update TCP.125126## Records Retention127128| Record Type | Retention | Owner |129|-------------|-----------|-------|130| Licenses/agreements | 5 yrs from expiration/export [VERIFY] | Compliance |131| CJ requests/determinations | 5 yrs [VERIFY] | Compliance |132| Access/visitor logs | 5 yrs [VERIFY] | Security |133| Training records | 5 yrs [VERIFY] | HR/Compliance |134135## Inventory Schema136137| Asset ID | Type | USML Cat | Location/System | Owner | Classification Date | Marking Applied |138|----------|------|----------|-----------------|-------|---------------------|-----------------|139140**Standard marking:** `ITAR CONTROLLED — Export of this information to foreign persons is prohibited without authorization from the U.S. Department of State.`141142## Pitfalls & Checks143144- Use exact program names, contract numbers, facilities, and system identifiers — no placeholders in final output.145- Explicitly mark public-domain or EAR-controlled items and exclude them from ITAR controls (22 CFR 120.11) [VERIFY].146- When classification or jurisdiction is unclear, apply interim ITAR controls pending CJ determination.147- Never permit foreign-person access without applicable authorization and documented approval.148- Maintain a single source of truth for inventory and access lists; reconcile quarterly.149- Tag every unconfirmed regulatory citation with [VERIFY] for counsel review.150151---152153**Key changes from the original:**154155- **Description** tightened to third-person with clear trigger guidance, removing redundant keyword list formatting.156- **Added Quick Start** section for fast orientation.157- **Consolidated "Output Structure / Process"** into cleaner sections: Required Sections table, Role Responsibilities, Core Controls (grouped by domain), Training Matrix, Audit Plan, Incident Response, Records Retention, and Inventory Schema.158- **Removed the signature block template** (boilerplate that adds tokens without instructional value).159- **Renamed "Guidelines" to "Pitfalls & Checks"** for clarity.160- **Eliminated redundant bold headers** like "fill-in", "use table", "insert", "state explicitly" that described formatting intent rather than content.161- **Overall ~25% token reduction** while preserving all domain-specific legal content and regulatory citations.