snowflake-labs Regulatory Lookup
When to Activate
Trigger when user mentions:
- Any regulation by name: SFDR, EU Taxonomy, MiFID II, FCA SDR, FCA Consumer Duty, AIFMD, UCITS, DORA, EMIR, SEC Marketing Rule, SEC Investment Advisers Act, IFRS 7, IFRS 9
- Regulatory concepts: "sustainability disclosure", "anti-greenwashing", "suitability requirements", "investor protection"
- Cross-jurisdiction questions: "how does EU compare to UK?", "what are the US equivalents?"
Regulation-to-Filter Mapping
When searching search_regulations (SAM_REGULATORY_DOCS), use these filters:
| Regulation | REGULATION_ID Filter | JURISDICTION |
|---|---|---|
| SFDR | eu_sfdr | EU |
| EU Taxonomy | eu_taxonomy | EU |
| MiFID II | eu_mifid_ii | EU |
| UCITS | eu_ucits | EU |
| AIFMD II | eu_aifmd_ii | EU |
| DORA | eu_dora | EU |
| EMIR III | eu_emir_iii | EU |
| FCA Consumer Duty | fca_consumer_duty | UK |
| FCA SDR / Anti-Greenwashing | fca_sdr_anti_greenwashing | UK |
| SEC Marketing Rule | sec_marketing_rule | US |
| SEC Private Fund Rules | sec_private_fund_rules | US |
| SEC Investment Advisers Act | sec_investment_advisers_act | US |
| IFRS 9 | ifrs_9 | International |
| IFRS 7 | ifrs_7 | International |
Cross-Jurisdiction Comparison Workflow
When the user asks to compare regulations across jurisdictions:
- Search for the EU regulation (filter by JURISDICTION = 'EU')
- Search for the UK equivalent (filter by JURISDICTION = 'UK')
- Search for the US equivalent (filter by JURISDICTION = 'US')
- Present as a comparison table:
| Aspect | EU | UK | US |
|---|---|---|---|
| Regulation | [Name] | [Name] | [Name] |
| Scope | [Who it applies to] | ... | ... |
| Key Requirements | [Summary] | ... | ... |
| Effective Date | [Date] | ... | ... |
Citation Format
Always cite regulations with:
- Full regulation name
- Article/Section number where applicable
- Effective date
- Example: "Regulation (EU) 2019/2088 (SFDR), Article 6 — Transparency of sustainability risk integration, effective 10 March 2021"
Stopping Points
- After retrieving regulation text: present findings for user review before synthesising cross-jurisdiction comparison
- This skill is often invoked as part of a larger workflow; inherit stopping points from the calling context
Output
Structured regulatory analysis with proper citations following the Citation Format above. For cross-jurisdiction queries, a comparison table.