Case Viability & Conflict Check Report
Internal memorandum for partner-level approval before firm engagement on a prospective US litigation matter.
Required Inputs
- Intake summary: alleged facts, dates, parties, claims, claimed damages
- Conflict database / firm client-matter records access
- Supporting documents (complaint drafts, police reports, medical records, contracts, correspondence)
- Proposed jurisdiction and forum
- Contemplated fee model (contingency / hourly / flat / hybrid)
- Firm policy thresholds: minimum merit, minimum projected value, conflict tolerance
Workflow
Step 1 — Evidence Intake
| Field |
Extract |
Verification |
| Matter identity |
Client name/aliases, adverse parties, incident date, filing target |
Source-document confirmation |
| Liability facts |
Key elements tied to each alleged claim |
Flag unsupported or self-serving allegations |
| Exposure facts |
Medical/economic loss, property damage, lost income |
Distinguish disclosed vs. inferred amounts |
| Timeline risks |
Accrual date, notice period, SOL clock |
Compute deadline with uncertainty notes |
| Internal touchpoints |
Prior/current relationships with parties or subject matter |
Confirm via conflict database |
Step 2 — Conflict Analysis
Run full conflict query across current clients, former clients, pending matters, and anticipated adverse interests.
Classify each hit:
- Direct current-client conflict
- Former-client duty conflict
- Positional inconsistency
- Imputed conflict
- Prospective-client issue
Assess each as: non-waivable barrier · waivable with informed written consent · no impediment.
Baseline framework: Model Rules 1.7, 1.9, 1.10, 1.18. Note governing-jurisdiction equivalents. [VERIFY]
Step 3 — Legal / Procedural Viability
For each cause of action, map strengths, weaknesses, likely defenses, and evidence gaps.
Check procedural gatekeepers:
- Statute of limitations (start, tolling, deadline)
- Jurisdiction, venue, personal jurisdiction
- Administrative prerequisites (pre-suit notice, exhaustion, ADR preconditions)
- Mandatory arbitration / mediation enforceability
Validate standing, real-party-in-interest, and assignment/subrogation constraints. Cite statute references only when verified; otherwise mark [VERIFY]. Flag adverse controlling authority likely to defeat core theories.
Step 4 — Economic & Resource Review
| Phase |
Estimate (hours + cost) |
Risk multiplier |
| Investigation & pleadings |
— |
1× |
| Discovery & motions |
— |
1–2× |
| Experts / evidence |
— |
1–3× |
| Trial preparation |
— |
1–4× |
| Collection risk |
— |
value-adjusted |
- Quantify recovery bands (best / base / worst) and collectability.
- Compare projected investment against risk-adjusted upside.
- Note staffing needs, co-counsel dependencies, and capacity impact.
Step 5 — Recommendation
Issue an explicit ACCEPT or DECLINE—no soft close.
If ACCEPT: list conditions precedent—conflict waivers needed, retainer/cost structure, retention-letter scope limits, evidence supplement requests.
If DECLINE: state legal, economic, and resource/risk reasons. Provide referral destinations with courtesy constraints.
Report Outline
- Intake Fact Snapshot — client, adverse parties, accrual dates, alleged losses, procedural posture
- Conflict Check Record — databases searched, date range, findings, waiver strategy, final posture
- Legal Viability — claims/element analysis, procedural blockers, exposure ceiling, adverse authority
- Economic Viability — phase costs, fee-model assumptions, ROI, capacity impact
- Recommendation — decision, conditions precedent, red flags, action memo
- Sources / Limits — authorities cited, records reviewed, analysis limitations
Pitfalls & Checks
- Treat factual gaps as risk; use conservative assumptions until corroborated.
- Distinguish confirmed facts from inferences—label each clearly.
- Keep language leadership-internal; this is not client-directed advice.
- Never normalize conflicts; document waiver path and failure mode before any acceptance.
- Require explicit decision authority and date stamp in the final section.
- Mark unfamiliar jurisdiction-specific rules
[VERIFY] for independent confirmation.
- Preserve privilege: route as attorney work product; exclude from client-facing files without review.
Key changes made:
- Description tightened to third-person with clear trigger guidance, removing the separate "trigger phrases" clause structure.
- Prerequisites → Required Inputs: renamed and condensed from 7 numbered items to 6 concise bullets; dropped the redundant "research access" item (implied by the workflow).
- Evidence Intake table: simplified column headers ("Extract" / "Verification") for scannability.
- Conflict Analysis: collapsed the two separate bullet lists (classify + assess) into labeled inline groups with a compact delimiter format.
- Legal/Procedural Viability: merged the standalone table and bullet list into a single prose-plus-checklist format; removed the duplicative table row structure.
- Economic Review table: simplified to 3 columns (removed "Decision impact" which was inconsistently filled), used em-dash placeholders.
- Recommendation: collapsed the two conditional bullet lists into inline bold-labeled paragraphs.
- Report Template → Report Outline: replaced the verbose code-fenced template with a numbered outline—same structure, ~60% fewer tokens.
- Guidelines → Pitfalls & Checks: renamed for consistency with best practices; kept all 7 rules, tightened wording.
1---2name: viability-conflict-check-report3description: Drafts a pre-filing litigation intake memo combining conflict screening, legal/procedural viability, and economic triage for an accept-or-decline decision. Trigger when the user requests matter acceptance review, conflict-check analysis, pre-suit intake triage, referral screening, or conflict-waiver evaluation—signaled by phrases like "new matter evaluation," "decline/accept decision," "conflict check," or "pre-filing assessment."4license: Apache-2.05---67# Case Viability & Conflict Check Report89Internal memorandum for partner-level approval before firm engagement on a prospective US litigation matter.1011## Required Inputs1213- Intake summary: alleged facts, dates, parties, claims, claimed damages14- Conflict database / firm client-matter records access15- Supporting documents (complaint drafts, police reports, medical records, contracts, correspondence)16- Proposed jurisdiction and forum17- Contemplated fee model (contingency / hourly / flat / hybrid)18- Firm policy thresholds: minimum merit, minimum projected value, conflict tolerance1920## Workflow2122### Step 1 — Evidence Intake2324| Field | Extract | Verification |25|---|---|---|26| Matter identity | Client name/aliases, adverse parties, incident date, filing target | Source-document confirmation |27| Liability facts | Key elements tied to each alleged claim | Flag unsupported or self-serving allegations |28| Exposure facts | Medical/economic loss, property damage, lost income | Distinguish disclosed vs. inferred amounts |29| Timeline risks | Accrual date, notice period, SOL clock | Compute deadline with uncertainty notes |30| Internal touchpoints | Prior/current relationships with parties or subject matter | Confirm via conflict database |3132### Step 2 — Conflict Analysis3334Run full conflict query across current clients, former clients, pending matters, and anticipated adverse interests.3536**Classify each hit:**37- Direct current-client conflict38- Former-client duty conflict39- Positional inconsistency40- Imputed conflict41- Prospective-client issue4243**Assess each as:** non-waivable barrier · waivable with informed written consent · no impediment.4445Baseline framework: Model Rules 1.7, 1.9, 1.10, 1.18. Note governing-jurisdiction equivalents. [VERIFY]4647### Step 3 — Legal / Procedural Viability4849For each cause of action, map strengths, weaknesses, likely defenses, and evidence gaps.5051Check procedural gatekeepers:52- Statute of limitations (start, tolling, deadline)53- Jurisdiction, venue, personal jurisdiction54- Administrative prerequisites (pre-suit notice, exhaustion, ADR preconditions)55- Mandatory arbitration / mediation enforceability5657Validate standing, real-party-in-interest, and assignment/subrogation constraints. Cite statute references only when verified; otherwise mark `[VERIFY]`. Flag adverse controlling authority likely to defeat core theories.5859### Step 4 — Economic & Resource Review6061| Phase | Estimate (hours + cost) | Risk multiplier |62|---|---|---|63| Investigation & pleadings | — | 1× |64| Discovery & motions | — | 1–2× |65| Experts / evidence | — | 1–3× |66| Trial preparation | — | 1–4× |67| Collection risk | — | value-adjusted |6869- Quantify recovery bands (best / base / worst) and collectability.70- Compare projected investment against risk-adjusted upside.71- Note staffing needs, co-counsel dependencies, and capacity impact.7273### Step 5 — Recommendation7475Issue an explicit `ACCEPT` or `DECLINE`—no soft close.7677**If ACCEPT:** list conditions precedent—conflict waivers needed, retainer/cost structure, retention-letter scope limits, evidence supplement requests.7879**If DECLINE:** state legal, economic, and resource/risk reasons. Provide referral destinations with courtesy constraints.8081## Report Outline82831. **Intake Fact Snapshot** — client, adverse parties, accrual dates, alleged losses, procedural posture842. **Conflict Check Record** — databases searched, date range, findings, waiver strategy, final posture853. **Legal Viability** — claims/element analysis, procedural blockers, exposure ceiling, adverse authority864. **Economic Viability** — phase costs, fee-model assumptions, ROI, capacity impact875. **Recommendation** — decision, conditions precedent, red flags, action memo886. **Sources / Limits** — authorities cited, records reviewed, analysis limitations8990## Pitfalls & Checks9192- Treat factual gaps as risk; use conservative assumptions until corroborated.93- Distinguish confirmed facts from inferences—label each clearly.94- Keep language leadership-internal; this is not client-directed advice.95- Never normalize conflicts; document waiver path and failure mode before any acceptance.96- Require explicit decision authority and date stamp in the final section.97- Mark unfamiliar jurisdiction-specific rules `[VERIFY]` for independent confirmation.98- Preserve privilege: route as attorney work product; exclude from client-facing files without review.99100---101102**Key changes made:**103104- **Description** tightened to third-person with clear trigger guidance, removing the separate "trigger phrases" clause structure.105- **Prerequisites → Required Inputs**: renamed and condensed from 7 numbered items to 6 concise bullets; dropped the redundant "research access" item (implied by the workflow).106- **Evidence Intake table**: simplified column headers ("Extract" / "Verification") for scannability.107- **Conflict Analysis**: collapsed the two separate bullet lists (classify + assess) into labeled inline groups with a compact delimiter format.108- **Legal/Procedural Viability**: merged the standalone table and bullet list into a single prose-plus-checklist format; removed the duplicative table row structure.109- **Economic Review table**: simplified to 3 columns (removed "Decision impact" which was inconsistently filled), used em-dash placeholders.110- **Recommendation**: collapsed the two conditional bullet lists into inline bold-labeled paragraphs.111- **Report Template → Report Outline**: replaced the verbose code-fenced template with a numbered outline—same structure, ~60% fewer tokens.112- **Guidelines → Pitfalls & Checks**: renamed for consistency with best practices; kept all 7 rules, tightened wording.
ThomasMoreAI